Documentation for Financial products Markup Language (FpML®)
Definition Type: ComplexType
Name: ReportingRegime
Namespace: http://www.fpml.org/FpML-5/reporting
Containing Schema: fpml-doc-5-10.xsd
Abstract
Documentation:
Provides information about how the information in this message is applicable to a regulatory reporting process.
Collapse XSD Schema Diagram:
Drilldown into transmissionOfOrder in schema fpml-doc-5-10_xsd4 Drilldown into currencyPairClassification in schema fpml-doc-5-10_xsd4 Drilldown into notionalType in schema fpml-doc-5-10_xsd4 Drilldown into preEnactmentTrade in schema fpml-doc-5-10_xsd4 Drilldown into actionType in schema fpml-doc-5-10_xsd4 Drilldown into tradePartyRelationshipType in schema fpml-doc-5-10_xsd4 Drilldown into partyEntityClassification in schema fpml-doc-5-10_xsd4 Drilldown into entityClassification in schema fpml-doc-5-10_xsd4 Drilldown into relatedParty in schema fpml-doc-5-10_xsd4 Drilldown into exceedsClearingThreshold in schema fpml-doc-5-10_xsd4 Drilldown into mandatoryFacilityExecutionExceptionDeclaration in schema fpml-doc-5-10_xsd4 Drilldown into mandatoryFacilityExecutionException in schema fpml-doc-5-10_xsd4 Drilldown into mandatoryFacilityExecution in schema fpml-doc-5-10_xsd4 Drilldown into mandatorilyClearable in schema fpml-doc-5-10_xsd4 Drilldown into reportingPurpose in schema fpml-doc-5-10_xsd4 Drilldown into reportingRole in schema fpml-doc-5-10_xsd4 Drilldown into supervisorRegistration in schema fpml-doc-5-10_xsd4 Drilldown into supervisorRegistration in schema fpml-doc-5-10_xsd4 Drilldown into name in schema fpml-doc-5-10_xsd4XSD Diagram of ReportingRegime in schema fpml-doc-5-10_xsd4 (Financial products Markup Language (FpML®))
Collapse XSD Schema Code: 
<xsd:complexType name="ReportingRegime">
    <xsd:annotation>
        <xsd:documentation xml:lang="en">Provides information about how the information in this message is applicable to a regulatory reporting process.</xsd:documentation>
    </xsd:annotation>
    <xsd:sequence>
        <xsd:choice minOccurs="0">
            <xsd:sequence>
                <xsd:element name="name" type="ReportingRegimeName">
                    <xsd:annotation>
                        <xsd:documentation xml:lang="en">Identifies the reporting regime under which this data is reported. For example, Dodd-Frank, MiFID, HongKongOTCDRepository, ODRF</xsd:documentation>
                    </xsd:annotation>
                </xsd:element>
                <xsd:element name="supervisorRegistration" type="SupervisorRegistration" minOccurs="0" maxOccurs="unbounded">
                    <xsd:annotation>
                        <xsd:documentation xml:lang="en">Identifies the specific regulator or other supervisory body for which this data is produced. For example, CFTC, SEC, UKFSA, ODRF, SFC, ESMA.</xsd:documentation>
                    </xsd:annotation>
                </xsd:element>
            </xsd:sequence>
            <xsd:element name="supervisorRegistration" type="SupervisorRegistration" maxOccurs="unbounded">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Identifies the specific regulator or other supervisory body for which this data is produced. For example, CFTC, SEC, UKFSA, ODRF, SFC, ESMA.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
        </xsd:choice>
        <xsd:element name="reportingRole" type="ReportingRole" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Identifies the role of this party in reporting this trade for this regulator; roles could include ReportingParty and Voluntary reporting.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="reportingPurpose" type="ReportingPurpose" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">The reason this message is being sent, for example Snapshot, PET, Confirmation, RealTimePublic.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="mandatorilyClearable" type="ReportingBoolean" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Whether the particular trade type in question is required by this regulator to be cleared.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:sequence minOccurs="0">
            <xsd:element name="mandatoryFacilityExecution" type="xsd:boolean" minOccurs="0">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Whether the particular product must be executed on a SEF or DCM. See to Dodd-Frank section 723(a)(8).</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
            <xsd:element name="mandatoryFacilityExecutionException" type="xsd:boolean" minOccurs="0">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Specifies whether the party invoked exception to not execute the trade on facility such as SEF and DCM even though the particular product is mandated to execute on a SEF.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
            <xsd:element name="mandatoryFacilityExecutionExceptionDeclaration" type="FacilityExecutionExceptionDeclaration" minOccurs="0">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Provides supporting evidence when a party invoked exception to not execute the trade on facility such as SEF and DCM even though the particular product is mandated to execute on a SEF.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
        </xsd:sequence>
        <xsd:element name="exceedsClearingThreshold" type="xsd:boolean" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Indicates whether the counterparty exceeds the volume threshold above which trades are required to be cleared.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="relatedParty" type="RelatedParty" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">This may be used to identify one or more parties that perform a role within the transaction. If this is within a partyTradeInformation block, the related party performs the role with respect to the party identifie by the "partyReference" in the partyTradeInformation block.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:choice minOccurs="0">
            <xsd:element name="entityClassification" type="EntityClassification">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Indicates the category or classification or business role of the organization referenced by the partyTradeInformation with respect to this reporting regime, for example Financial, NonFinancial etc.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
            <xsd:element name="partyEntityClassification" type="PartyEntityClassification" maxOccurs="unbounded">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Indicates the category or classification or business role of a trade party with respect to this reporting regime, for example Financial, NonFinancial, Dealer, Non-Dealer, LocalParty, etc.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
        </xsd:choice>
        <xsd:element name="tradePartyRelationshipType" type="PartyRelationshipType" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Indicates how the parties to the trade (the counterparties) are related to each other with respect to this reporting regime, e.g. Affiliated, Intragroup, etc..</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="actionType" type="ActionType" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Reports a regulator-specific code for the action associated with this submission. Used, for example, to report the ESMA action type.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="preEnactmentTrade" type="xsd:boolean" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Reports that this trade was executed prior to the enactment of the relevant reporting regulation.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="notionalType" type="NotionalReportingType" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">How the notional amount should be reported for the reporting regime. For example, for ESMA MiFIR it would be Nominal or MonetaryAmount.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="currencyPairClassification" type="CurrencyPairClassification" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Reports a regulator-specific code classifying the currency pair in the trade into risk categories such as Major Currencies or Emerging Markets.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="transmissionOfOrder" type="xsd:boolean" minOccurs="0" />
    </xsd:sequence>
</xsd:complexType>
Collapse Child Elements:
Name Type Min Occurs Max Occurs
name nsE:name (1) (1)
supervisorRegistration nsE:supervisorRegistration 0 unbounded
supervisorRegistration nsE:supervisorRegistration (1) unbounded
reportingRole nsE:reportingRole 0 (1)
reportingPurpose nsE:reportingPurpose 0 unbounded
mandatorilyClearable nsE:mandatorilyClearable 0 (1)
mandatoryFacilityExecution nsE:mandatoryFacilityExecution 0 (1)
mandatoryFacilityExecutionException nsE:mandatoryFacilityExecutionException 0 (1)
mandatoryFacilityExecutionExceptionDeclaration nsE:mandatoryFacilityExecutionExceptionDeclaration 0 (1)
exceedsClearingThreshold nsE:exceedsClearingThreshold 0 (1)
relatedParty nsE:relatedParty 0 unbounded
entityClassification nsE:entityClassification (1) (1)
partyEntityClassification nsE:partyEntityClassification (1) unbounded
tradePartyRelationshipType nsE:tradePartyRelationshipType 0 (1)
actionType nsE:actionType 0 (1)
preEnactmentTrade nsE:preEnactmentTrade 0 (1)
notionalType nsE:notionalType 0 (1)
currencyPairClassification nsE:currencyPairClassification 0 (1)
transmissionOfOrder nsE:transmissionOfOrder 0 (1)
Collapse Derivation Tree:
Collapse References:
nsE:reportingRegime
Documentation for Financial products Markup Language (FpML®)

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