Definition Type: ComplexType
Name: FacilityExecutionExceptionDeclaration
Namespace: http://www.fpml.org/FpML-5/pretrade
Containing Schema: fpml-doc-5-9.xsd
Abstract
Documentation:
Provides supporting evidence when a party invoked exception to not execute the trade on facility such as SEF and DCM even though the particular product is mandated to execute on a SEF.
Collapse XSD Schema Diagram:
Drilldown into supervisorRegistration in schema fpml-doc-5-9_xsd Drilldown into transactionCharacteristic in schema fpml-doc-5-9_xsd Drilldown into organizationCharacteristic in schema fpml-doc-5-9_xsd Drilldown into reason in schema fpml-doc-5-9_xsdXSD Diagram of FacilityExecutionExceptionDeclaration in schema fpml-doc-5-9_xsd (Financial products Markup Language (FpML®) - Pretrade)
Collapse XSD Schema Code:
<xsd:complexType name="FacilityExecutionExceptionDeclaration">
    <xsd:annotation>
        <xsd:documentation xml:lang="en">Provides supporting evidence when a party invoked exception to not execute the trade on facility such as SEF and DCM even though the particular product is mandated to execute on a SEF.</xsd:documentation>
    </xsd:annotation>
    <xsd:sequence>
        <xsd:element name="reason" type="Token" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Reason for not executing the trade on SEF or other facility.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="organizationCharacteristic" type="OrganizationCharacteristic" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Allows the organization to specify which categories or characteristics apply to it for end-user exception determination. Examples include "FinancialEntity", "CaptiveFinanceUnit", "BoardOfDirectorsApproval".</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="transactionCharacteristic" type="TransactionCharacteristic" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Allows the relevant transaction level categories or characteristics to be recorded for end-user exception determination. Examples include "BoardOfDirectorsApproval", "HedgesCommercialRisk".</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="supervisorRegistration" type="SupervisorRegistration" minOccurs="0" maxOccurs="unbounded">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Allows the organization to specify which if any relevant regulators it is registered with, and if so their identification number. For example, it could specify that it is SEC registered and provide its Central Index Key.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
    </xsd:sequence>
</xsd:complexType>
Collapse Child Elements:
Name Type Min Occurs Max Occurs
reason nsA:reason 0 unbounded
organizationCharacteristic nsA:organizationCharacteristic 0 unbounded
transactionCharacteristic nsA:transactionCharacteristic 0 unbounded
supervisorRegistration nsA:supervisorRegistration 0 unbounded
Collapse Derivation Tree:
Collapse References:
nsA:mandatoryFacilityExecutionExceptionDeclaration
Collapse Comments:
blog comments powered by Disqus