Definition Type: ComplexType
Name: EquityExerciseValuationSettlement
Namespace: http://www.fpml.org/FpML-5/recordkeeping
Containing Schema: fpml-eqd-5-9.xsd
Abstract
Documentation:
A type for defining exercise procedures for equity options.
Collapse XSD Schema Diagram:
Drilldown into settlementPriceDefaultElection in schema fpml-eqd-5-9_xsd Drilldown into settlementMethodElectingPartyReference in schema fpml-eqd-5-9_xsd Drilldown into settlementMethodElectionDate in schema fpml-eqd-5-9_xsd Drilldown into settlementType in schema fpml-eqd-5-9_xsd Drilldown into settlementPriceSource in schema fpml-eqd-5-9_xsd Drilldown into settlementCurrency in schema fpml-eqd-5-9_xsd Drilldown into settlementDate in schema fpml-eqd-5-9_xsd Drilldown into equityValuation in schema fpml-eqd-5-9_xsd Drilldown into prePayment in schema fpml-eqd-5-9_xsd Drilldown into makeWholeProvisions in schema fpml-eqd-5-9_xsd Drilldown into automaticExercise in schema fpml-eqd-5-9_xsd Drilldown into equityBermudaExercise in schema fpml-eqd-5-9_xsd Drilldown into equityAmericanExercise in schema fpml-eqd-5-9_xsd Drilldown into equityEuropeanExercise in schema fpml-eqd-5-9_xsdXSD Diagram of EquityExerciseValuationSettlement in schema fpml-eqd-5-9_xsd (Financial products Markup Language (FpML®) - Record Keeping)
Collapse XSD Schema Code:
<xsd:complexType name="EquityExerciseValuationSettlement">
    <xsd:annotation>
        <xsd:documentation xml:lang="en">A type for defining exercise procedures for equity options.</xsd:documentation>
    </xsd:annotation>
    <xsd:sequence>
        <xsd:choice minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">The parameters for defining how the equity option can be exercised, how it is valued and how it is settled.</xsd:documentation>
            </xsd:annotation>
            <xsd:element name="equityEuropeanExercise" type="EquityEuropeanExercise">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">The parameters for defining the expiration date and time for a European style equity option.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
            <xsd:element name="equityAmericanExercise" type="EquityAmericanExercise">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">The parameters for defining the exercise period for an American style equity option together with the rules governing the quantity of the underlying that can be exercised on any given exercise date.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
            <xsd:element name="equityBermudaExercise" type="EquityBermudaExercise">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">The parameters for defining the exercise period for an Bermuda style equity option together with the rules governing the quantity of the underlying that can be exercised on any given exercise date.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
        </xsd:choice>
        <xsd:choice minOccurs="0">
            <xsd:sequence>
                <xsd:element name="automaticExercise" type="xsd:boolean" minOccurs="0">
                    <xsd:annotation>
                        <xsd:documentation xml:lang="en">If true then each option not previously exercised will be deemed to be exercised at the expiration time on the expiration date without service of notice unless the buyer notifies the seller that it no longer wishes this to occur.</xsd:documentation>
                    </xsd:annotation>
                </xsd:element>
                <xsd:element name="makeWholeProvisions" type="MakeWholeProvisions" minOccurs="0">
                    <xsd:annotation>
                        <xsd:documentation xml:lang="en">Provisions covering early exercise of option.</xsd:documentation>
                    </xsd:annotation>
                </xsd:element>
            </xsd:sequence>
            <xsd:element name="prePayment" type="PrePayment">
                <xsd:annotation>
                    <xsd:documentation xml:lang="en">Prepayment features for Forward.</xsd:documentation>
                </xsd:annotation>
            </xsd:element>
        </xsd:choice>
        <xsd:element name="equityValuation" type="EquityValuation" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">The parameters for defining when valuation of the underlying takes place.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="settlementDate" type="AdjustableOrRelativeDate" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">Date on which settlement of option premiums will occur.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="settlementCurrency" type="Currency" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">The currency in which a cash settlement for non-deliverable forward and non-deliverable options.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="settlementPriceSource" type="SettlementPriceSource" minOccurs="0" />
        <xsd:element name="settlementType" type="SettlementTypeEnum" minOccurs="0">
            <xsd:annotation>
                <xsd:documentation xml:lang="en">How the option will be settled.</xsd:documentation>
            </xsd:annotation>
        </xsd:element>
        <xsd:element name="settlementMethodElectionDate" type="AdjustableOrRelativeDate" minOccurs="0" />
        <xsd:element name="settlementMethodElectingPartyReference" type="PartyReference" minOccurs="0" />
        <xsd:element name="settlementPriceDefaultElection" type="SettlementPriceDefaultElection" minOccurs="0" />
    </xsd:sequence>
</xsd:complexType>
Collapse Child Elements:
Name Type Min Occurs Max Occurs
equityEuropeanExercise nsA:equityEuropeanExercise (1) (1)
equityAmericanExercise nsA:equityAmericanExercise (1) (1)
equityBermudaExercise nsA:equityBermudaExercise (1) (1)
automaticExercise nsA:automaticExercise 0 (1)
makeWholeProvisions nsA:makeWholeProvisions 0 (1)
prePayment nsA:prePayment (1) (1)
equityValuation nsA:equityValuation 0 (1)
settlementDate nsA:settlementDate 0 (1)
settlementCurrency nsA:settlementCurrency 0 (1)
settlementPriceSource nsA:settlementPriceSource 0 (1)
settlementType nsA:settlementType 0 (1)
settlementMethodElectionDate nsA:settlementMethodElectionDate 0 (1)
settlementMethodElectingPartyReference nsA:settlementMethodElectingPartyReference 0 (1)
settlementPriceDefaultElection nsA:settlementPriceDefaultElection 0 (1)
Collapse Derivation Tree:
Collapse References:
nsA:equityExercise, nsA:equityExercise, nsA:equityExercise
Collapse Comments:
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